Institutional Ownership

Top Holders

Holder Shares Held % O/S Share Change Filing Date
Roivant Sciences Ltd. 18,577,380 38.33 5,333,333 2/24/20
Consonance Capital Management LP 3,236,335 6.68 -416,968 9/30/20
Opaleye Management Inc. 2,039,100 4.21 2,039,100 9/30/20
Hudson Bay Capital Management LP 1,325,000 2.73 -350,000 9/30/20
Sphera Funds Management Ltd. 1,152,998 2.38 -1,705,000 9/30/20
Corriente Advisors, L.L.C. 875,000 1.81 875,000 9/30/20
Medical Strategy GmbH 535,190 1.10 -- 7/31/20
Rubric Capital Management LP 460,200 0.95 -- 9/30/20
Renaissance Technologies LLC 440,923 0.91 -245,000 9/30/20
Two Sigma Investments, LP 394,695 0.81 342,875 9/30/20

Top Holders: Mutual Funds

Fund Shares Held % O/S Share Change Filing Date
MEDICAL BioHealth 313,897 0.65 -- 7/31/20
APO Medical Opportunities 166,593 0.34 166,593 3/31/20
Pengana High Conviction Equities Fund 65,438 0.14 -- 5/31/20
Delaware Healthcare Fund 64,171 0.13 -- 9/30/20
RIM Global Fund CC Bioscience 54,700 0.11 -- 7/31/20
PRIMECAP Odyssey Aggressive Growth Fund 39,625 0.08 -800 9/30/20
apo Medical Opportunities Institutionell 27,478 0.06 -- 9/30/20
Fidelity NASDAQ Composite Index Fund 23,058 0.05 -- 9/30/20
Vanguard US Opportunities Fund 10,600 0.02 -1,100 9/30/20
DFA Tax-Managed U.S. Small Cap Portfolio 3,700 0.01 3,700 7/31/20

* Insider values reflect direct beneficial ownership.

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